1 King Street West
Toronto, Ontario

Practical Strategies to Manage Risk and Streamline Compliance in a Multi-Jurisdictional Regulatory Framework

Return to the office with the tools you need to seamlessly manage the most recent regulatory reforms, through timely sessions to help you:

• Plan for new international and domestic regulatory initiatives

• Gain practical advice on how to meet your new regulatory requirements for clearing, reporting, registration, and much more

• Understand how to incorporate compliance best practices in your risk management program to address increased surveillance and enforcement

• Participate in creative discussions with industry decision-makers to improve your approach to compliance and exceed the expectations of regulators

• Improve your operational efficiencies by benchmarking your programs against those of leading stakeholders

TARGETED TRAINING! Participate in the in-depth Working Groups for proven risk management strategies on timely subjects for all derivatives stakeholders:

A. Step-by-Step Guidelines to Address the Extra-Territorial Impact of Dodd-Frank

B. Effectiveness Testing to Prepare for Increased Surveillance and Enforcement

This event qualifies for CPD hours.

Reserve your place now and join us in Toronto to network with your peers and learn from leading regulators, practitioners, and international industry experts. Contact us by calling 1-877-927-7936, by fax at 1-877-927-1563 or online at www.CanadianInstitute.com/Derivatives.

We look forward to welcoming you to the conference in January!

Official Website: http://canadianinstitute.com/derivatives

Added by Taylor Francis on November 13, 2012

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